Regulated Professionals

Regulatory investigations and hearings require a specialized response from knowledgeable legal counsel.  Draw on GlickLaw’s experience as counsel to numerous regulatory and licensing bodies for assistance in responding to complaints and regulatory investigations.  We also defend registrants and licensees on hearings and appeals related to registration and licensing, discipline, incompetence and fitness to practise matters. Our expertise spans numerous industries and includes the defence of those facing quasi-criminal and regulatory proceedings before the Ontario Securities Commission and other financial regulators.

Examples of Regulated Professionals that We May Represent: